The New Penalty for Corporate Misconduct

The New Penalty for Corporate Misconduct

Not just a Cost of Doing Business - The New Penalty for Corporate Misconduct

1.5 Standard CPD Units


Presenter:  Chris Rowe, Senior Manager-Financial Services Enforcement ASIC

Chair:  Melissa Smith, Senior Executive Leader - Financial Services Enforcement ASIC

This session will explain the stronger penalty regime recently introduced for the corporate and financial sector, to be administered by a reinvigorated Australian Securities and Investments Commission. The session will also cover the new product intervention power, which is to be used by ASIC to prevent consumers being exposed to harmful financial products, and the design and distribution obligations to be imposed on product issuers and their distributors.  The session will touch more broadly on other reforms to ASIC’s powers, arising out of the recommendations made to Government by the ASIC Enforcement Review Taskforce and the Financial Services Royal Commission. For those involved in the corporate and financial sector, the session will be a valuable insight into the rapidly changing regulatory landscape.

Practitioner Level: Intermediate to Advanced 

Fees:
Member Admitted more than 3 years: $110
Member admitted less than 3 years: $85
Non member: $160
When
3/07/2019 5:30 PM - 7:00 PM
Where
The Law Society of South Australia Level 10, 178 North Terrace ADELAIDE SA 5000 AUSTRALIA

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Program


Wednesday, 03 July 2019

 
3/07/2019 5:30 PM

Terms and Conditions:

Cancellations: Payment in full of the registration fee is required to be made at least five working days prior to the event.  Previously paid registrations are transferable subject to the alternate attendee being eligible to register at the same registration fee (that is a practitioner who is not a Society member is not eligible to attend in place of a member without the price differential having been paid. Any person who has registered and paid to attend an event but is subsequently unable to do so and does not wish to transfer the registration is able to apply to the Society for a refund, however such refunds (in whole or in part) will be at the discretion of the Law Society subject to the circumstances and any external costs paid by the Society which cannot be recovered by us.
MCPD Units: Any MCPD Units listed are only provided as a guide and attendees must satisfy themselves about the nature and quantity of MCPD Units they can claim for the activity. Please refer to the MCPD Guidelines for details at www.lawsocietysa.asn.au/mcpd
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